Municipal Advisor Rule under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
By publicly posting the following written disclosure, the City of Saint Paul intends that market participants receive and use it for purposes of the independent registered municipal advisor exemption to the SEC Municipal Advisor Rule.
The City of Saint Paul (the “City”) has retained an independent registered municipal advisor. The City is represented by and will rely on its municipal advisor, Baker Tilly Municipal Advisor LLC, to provide advice on proposals from financial services firms concerning the issuance of municipal securities and municipal financial products including investments of bond proceeds and escrow investments.
This certificate may be relied upon until December 31, 2021. Proposals and inquiries may be addressed to:
John McCarthy, Director, Office of Financial Services
Michael Solomon, Treasurer
City of Saint Paul Office of Financial Services
15 W. Kellogg Blvd, 700 City Hall, Saint Paul, Minnesota 55102
Elizabeth Bergman, Director
Baker Tilly Municipal Advisor, LLC
380 Jackson Street, Suite 300 Saint Paul, Minnesota 55101